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Lawmakers Dilute Fiduciary Standard for Discount Brokers
Wed, Dec 23, 2009
Under proposed law, registered reps would have no “continuing duty of care or loyalty to the customer” after providing advice.
Industry Views
Annuity Firms Turn Their Focus To Online Client Security
Annuity firms introduced enhanced online security measures in 2009, but they remain laggards in the financial service industry.
Industry Views are special reports that are sponsored and independent from RIJ's editorial content.
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