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Advisors/Planners/Reps

Proposed Watchdog Agency May Cross State, Federal Jurisdictions

by Editorial Staff

Wed, Jul 15, 2009

Under the proposed Consumer Financial Protection Agency Act of 2009, the new agency would regulate the 14,000 investment advisory firms overseen by state securities regulators.

“Free-Lunch” Seminars Still Baiting Seniors

by Editorial Staff

Wed, Jul 15, 2009

This time, indexed annuity sellers were not among the accused.

What Financial Advisors Worry About

by Editorial Staff

Wed, Jul 15, 2009