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Advisors/Planners/Reps

Insecurity Grows Among Retirees

by Editorial Staff

Wed, Jul 22, 2009

LIMRA's survey shows an increase in the numbers of retirees who feel they need a personal financial advisor.

Hold Brokers and Advisors to One Standard, SEC Chief Says

Hold Brokers and Advisors to One Standard, SEC Chief Says

by Kerry Pechter

Wed, Jul 22, 2009

Mary Schapiro told Congress she favors requiring broker-dealers and investment advisers to act solely in the interests of their clients when providing advice.