Regulations/Legal

All-Star Cast Expected for DoL Hearing on In-Plan Income

by Editorial Staff

Wed, Sep 01, 2010

The hearing will begin at 9 a.m. (EST) on September 14 and 15, 2010 in the Labor Department’s main auditorium, 200 Constitution Avenue, NW in Washington, D.C.

Imperfect Harmony

Imperfect Harmony

by Kerry Pechter

Wed, Sep 01, 2010

Hundreds of riled-up advisors and brokers, including Harold Evensky, have responded to the SEC's RFI on "harmonizing" their standards of conduct. Here's some of what they wrote.