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Regulations/Legal

Obama Administration to Block Conflicts of Interest in 401(k) Advice

by Editorial Staff

Fri, Sep 18, 2009

DOL has killed a Bush regulation that would have let advisers affiliated with mutual funds or brokerages to advise 401(k) participants.

SEC Votes to Strengthen Oversight of Rating Agencies

by Editorial Staff

Fri, Sep 18, 2009

The SEC voted unanimously September 17 to create rules that would bolster oversight of credit ratings agencies.

Obama Addresses Wall Street A Year After Lehman Brothers’ Collapse

by Editorial Staff

Wed, Sep 16, 2009

The president gave Masters of the Universe a judicious scolding.