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Cover Stories

Introducing the Virtual RIA

by Kerry Pechter

Introducing the Virtual RIA

Tue, Sep 27, 2011

Internet start-up Personal Capital is out to prove that mutual funds and face-to-face financial advice are obsolete. (At center, CEO Bill Harris, with Jim Del Favero, VP, product management (seated) and Ehsan Lavassani, engineering director.

Political Football

by Kerry Pechter

Political Football

Tue, Sep 20, 2011

The Dept. of Labor's bid to strengthen the fiduciary standard for advisers to retirement plans and IRAs became a political football. Now the DoL has agreed to revise and "re-propose" its proposal. Was the football fumbled... or stripped?

Fishing for Trout, and for the Perfect Retirement

by Kerry Pechter

Fishing for Trout, and for the Perfect Retirement

Tue, Sep 13, 2011

While vacationing in the upper Rio Grande Valley this summer, I caught two good-sized trout and a glimpse of my fantasy retirement. (Photo of the author by Lisa Higgins).

Who Is 'Too Big to Fail'?

by Editorial Staff

Who Is 'Too Big to Fail'?

Tue, Sep 06, 2011

Concerned that your insurance company might be designated a SIFI (Systemically Important Financial Institution)? Then read Deloitte's primer on SIFIs. Here's a synopsis and a link.

The Decumulation Beat

401(k) Reforms: More Enviable Than Viable

401(k) Reforms: More Enviable Than Viable

Proponents of 401(k) reform met defenders of the status quo in a Senate Finance Committee hearing on Sept. 15. The reforms have some justification, but they could hurt the very people who decide whether to sponsor a plan or not.

News

Russell introduces ‘volatility-responsive’ asset allocation

Wed, Sep 28, 2011

"Ten years of well-behaved markets can have less impact on the ultimate success or failure of a portfolio than a couple of outlier months of extreme returns," says Russell Investments in a new report on dynamic asset allocation.

SEC weighs action against Standard & Poor’s

Wed, Sep 28, 2011

The SEC enforcement staff sent S&P a Wells notice, which gives companies the chance to make the case why charges are unwarranted.

Hearts & Wallets identifies growth in investor technology use

Wed, Sep 28, 2011

Investors are using technology for pre-work before contacting a financial professional, to check up on their advisor and to monitor their advisor’s account management, the consulting firm has found.

Advisor loyalty to fund firms is in flux: Cogent

Wed, Sep 28, 2011

'Last year, DFA and BlackRock were the only Stars in our mutual fund company commitment ranking,' said Cogent principal John Meunier. 'This year, a total of four firms made it into the top tier.'

The Bucket

The Bucket

Wed, Sep 28, 2011

Brief or late-breaking items from DST, New York Life, CEIBA, and Putnam.